The commission also found that the proceedings were properly based in part upon alleged violations of the securities act and the securities exchange act 15 usca 77a et seq 78a et seq and that the violations were wilful accordingly and we think properly the commission concluded that the revocation of the registrants broker dealer registration is compelled in the public . Alan f hughes inc v securities and exchange commission and securities investor protection corp us supreme court transcript of record with supporting pleadings . Alan f hughes inc v securities and exchange commission and securities investor protection corp us supreme court transcript of record with supporting pleadings by carl l shipley 9781270559597 available at book depository with free delivery worldwide. Thereafter the securities investor protection corporation sipc determined that hughes inc was in danger of failing to meet its obligations to its customers and that there existed one or more of the conditions specified by section 5b1a of the securities investor protection act of 1970 the 1970 act 15 usc sec 78eeeb1a. Get free access to the complete judgment in securities exchange comn v alan f hughes on casemine
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